[2023] NZREADT 13 - CAC v Sun (9 June 2023) [pdf, 160 KB]
...supporting her two daughters. DISCUSSION [36] We consider Ms Sun’s conduct to be at the higher level of misconduct. There were multiple breaches of the Rules by Ms Sun. Ms Sun did not take adequate steps to ensure that she properly understood the sections that she was marketing and selling and should have sought help and clarification from her supervisor. [37] Whilst giving evidence at the hearing, it was apparent that Ms Sun lacked a fundamental understanding of her professiona...